Filing Details
- Accession Number:
- 0001225208-14-008365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 15:35:48
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 15:35:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579721 | P Lisa Steiner | 850 Dixie Highway Louisville KY 40210 | Svp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Disposition | 2014-03-13 | 1,900 | $88.00 | 3,023 | No | 4 | S | Direct | |
Class B Common | Disposition | 2014-03-14 | 100 | $87.08 | 2,923 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 4,164 | Direct | |
Class A Common | 627 | Indirect | DRIP |
Class B Common | 115 | Indirect | DRIP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Stock Appreciation Right | $46.40 | 2014-05-01 | 2021-04-30 | 9,578 | 9,578 | Direct |
Class B Common | Stock Appreciation Right | $58.70 | 2015-05-01 | 2022-04-30 | 8,880 | 8,880 | Direct |
Class B Common | Stock Appreciation Right | $72.42 | 2016-05-01 | 2023-04-30 | 6,739 | 6,739 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-30 | 9,578 | 9,578 | Direct |
2022-04-30 | 8,880 | 8,880 | Direct |
2023-04-30 | 6,739 | 6,739 | Direct |
Footnotes
- Number of shares acquired through the issuer's dividend reinvestment plan as of March 12, 2014.