Filing Details
- Accession Number:
- 0001209191-14-020933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 14:42:52
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 14:42:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533839 | S. David Bagatelle | 400 Rella Boulevard Montebello NY 10901 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-14 | 13,200 | $6.95 | 27,601 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-14 | 7,333 | $9.00 | 34,934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-14 | 7,333 | $12.57 | 27,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-14 | 13,200 | $12.60 | 14,401 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-14 | 13,200 | $0.00 | 13,200 | $6.95 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-14 | 7,333 | $0.00 | 7,333 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,300 | 2012-10-31 | 2021-10-31 | No | 4 | M | Direct |
| 14,667 | 2013-11-20 | 2022-11-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.60 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.55 to $12.64 inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
Billionaire Hedge Funds
