Filing Details
- Accession Number:
- 0000855658-14-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 14:15:33
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 13:15:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232558 | S Patrick Jones | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-13 | 13,500 | $4.50 | 49,839 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-13 | 13,500 | $7.67 | 36,339 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-03-13 | 13,500 | $0.00 | 13,500 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,500 | 2005-08-01 | 2015-02-01 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.60 to $7.80.
- This option to purchase shares of common stock vests as follows: 12.5% of the total amount vests on 8/1/2005 and an additional 6.25% of the total amount vests each three months thereafter until fully vested on 2/1/2009.