Filing Details
- Accession Number:
- 0001127602-14-011698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 12:17:28
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 12:17:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247972 | B Beatrice Taplin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-02-11 | 10,650 | $0.00 | 174,493 | No | 5 | J | Indirect | BBT/Wells Fargo Trust |
| Class A Common Stock | Disposition | 2014-02-11 | 10,650 | $0.00 | 20,850 | No | 5 | J | Indirect | Shares held in Trust: 2012 Taplin Annuity Trust #2 |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 91,540 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.23 | 91,340 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.28 | 91,240 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 91,140 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 91,040 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.28 | 90,940 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 90,840 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.23 | 90,640 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.23 | 90,440 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.28 | 90,240 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.33 | 90,040 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 200 | $51.23 | 89,840 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 89,740 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Class A Common Stock | Disposition | 2014-03-14 | 100 | $51.23 | 89,640 | No | 4 | S | Indirect | By Marital Trust/PNC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Indirect | BBT/Wells Fargo Trust |
| No | 5 | J | Indirect | Shares held in Trust: 2012 Taplin Annuity Trust #2 |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
| No | 4 | S | Indirect | By Marital Trust/PNC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 29,550 | Indirect | Taplin Annuity Trust#1 |
| Class A Common Stock | 5,250 | Indirect | By Trust/GC#5 |
| Class A Common Stock | 5,250 | Indirect | By Trust/GC#4 |
| Class A Common Stock | 5,250 | Indirect | By Trust/GC#1 |
| Class A Common Stock | 5,250 | Indirect | By Trust/GC#2 |
| Class A Common Stock | 5,250 | Indirect | By Trust/GC#3 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 310,000 | 310,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 27,310 | 27,310 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 310,000 | 310,000 | Indirect | |
| 27,310 | 27,310 | Indirect |
Footnotes
- Transfer from one trust to another
- N/A
- Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
- Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees.
- Shares held in Trust: 2011 Taplin Annuity Trust #1.
- Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares.
Billionaire Hedge Funds
