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Home > Insider Trading > Filing (0001209191-14-020824)

Filing Details

Accession Number:: 0001209191-14-020824
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-17 06:49:50
Reporting Period:: 2014-03-14

Filing Date:: 2014-03-17
Accepted Time:: 2014-03-17 06:49:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security Brokers, Dealers & Flotation Companies (6211)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215060	M Richard Krasno	William R. Kenan, Jr. Charitable Trust, P.o. Box 3858 Chapel Hill NC 27515		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-14	851	$2.97	301,351	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
Common Stock	Acquisiton	2014-03-14	1,250	$2.99	302,601	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
Common Stock	Acquisiton	2014-03-14	2,899	$3.00	305,500	No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009
No	4	P	Indirect	Held by The Richard M. Krasno Living Trust dated 10/6/2009

Footnotes

Dr. Richard M. Krasno is the sole trustee and beneficiary of The Richard M. Krasno Living Trust dated 10/6/2009.