Filing Details
- Accession Number:
- 0001140361-14-012833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 19:11:00
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 19:11:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058811 | Immersion Corp | IMMR | Computer Peripheral Equipment, Nec (3577) | 943180138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1411509 | John Fichthorn | 875 Third Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-12 | 81,516 | $10.22 | 61,800 | No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
Common Stock | Disposition | 2014-03-13 | 31,574 | $10.16 | 30,226 | No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
Common Stock | Disposition | 2014-03-14 | 30,226 | $10.16 | 0 | No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
Common Stock | Disposition | 2014-03-13 | 10,976 | $10.16 | 444,135 | No | 4 | S | Indirect | Held Directly by Dialectic Offshore, Ltd. |
Common Stock | Disposition | 2014-03-14 | 10,516 | $10.16 | 433,619 | No | 4 | S | Indirect | Held Directly by Dialectic Offshore, Ltd. |
Common Stock | Disposition | 2014-03-13 | 3,084 | $10.16 | 173,096 | No | 4 | S | Indirect | Held Directly by Dialectic Capital Partners, LP |
Common Stock | Disposition | 2014-03-14 | 2,958 | $10.17 | 170,138 | No | 4 | S | Indirect | Held Directly by Dialectic Capital Partners, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
No | 4 | S | Indirect | Held Directly by Dialectic Antithesis Offshore, Ltd. |
No | 4 | S | Indirect | Held Directly by Dialectic Offshore, Ltd. |
No | 4 | S | Indirect | Held Directly by Dialectic Offshore, Ltd. |
No | 4 | S | Indirect | Held Directly by Dialectic Capital Partners, LP |
No | 4 | S | Indirect | Held Directly by Dialectic Capital Partners, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,750 | Direct |
Footnotes
- Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd. and Dialectic Antithesis Partners, LP (together, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $10.0812 to $10.3006 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $10.0592 to $10.1768 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.