Filing Details
- Accession Number:
- 0001144204-14-015896
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 19:58:59
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 18:58:59
- Original Submission Date:
- 2014-03-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1564709 | Truett-Hurst Inc. | THST | Beverages (2080) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574520 | Iii E Paul Dolan | 190 Spur Ridge Ct Healdsburg CA 95448 | Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-03-13 | 60,000 | $4.75 | 34,000 | No | 4 | S | Indirect | By the Dolan 2003 Family Trust u/t/d dated June 5, 2003 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By the Dolan 2003 Family Trust u/t/d dated June 5, 2003 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock Of Truett-Hurst, Inc. | LLC Units of H.D.D. LLC | Acquisiton | 2014-03-13 | 60,000 | $0.00 | 60,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 387,064 | No | 4 | M | Indirect |
Footnotes
- Pursuant to the terms of an exchange agreement, LLC Units of H.D.D. LLC are exchangeable for shares of Class A common stock of Truett-Hurst, Inc. on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or chase at the election of Truett-Hurst, Inc. The rights to convert LLC Units into Class A common stock do not expire.
Billionaire Hedge Funds
