Filing Details
- Accession Number:
- 0001490660-14-000071
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 18:39:37
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 18:39:37
- Original Submission Date:
- 2014-03-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576479 | Jr B William Binch | 901 Mariners Island Blvd San Mateo CA 94404 | Evp, Worldwide Field Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-04 | 5,000 | $2.38 | 54,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-04 | 5,000 | $40.19 | 49,350 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-03-04 | 5,000 | $0.00 | 5,000 | $2.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,921 | 2021-01-24 | No | 4 | M | Direct |
Footnotes
- The Form 4 filed on March 5, 2014 reporting the sale by William B. Binch of 5,000 shares of common stock of Marketo, Inc. did not report Mr. Binch's prior exercise of options representing 5,000 shares. This Form 4/A includes the option exercise.
- These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Binch on 8/17/2013.
- This transaction was executed in multiple trades at prices ranging from $39.91 to $40.35 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 25, 2012 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
