Filing Details
- Accession Number:
- 0001127602-14-011649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 17:55:19
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 17:55:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545308 | Michael J. Bischoff | 1166 Avenue Of The Americas New York NY 10036 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-13 | 11,997 | $49.39 | 5,959 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-13 | 12,088 | $49.32 | 12,089 | No | 4 | I | Indirect | MMC 401(k) Savings & Investment Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Indirect | MMC 401(k) Savings & Investment Plan |
Footnotes
- The reporting person sold 11,997 directly held shares of MMC common stock and, in order to maintain his ownership position in MMC stock, the reporting person transferred funds within his account in the MMC 401(k) Savings & Investment Plan from other investments into units of the MMC Stock Fund representing 12,087.733 shares of MMC common stock based on the closing price on March 13, 2014 of $49.32. This fund to fund transfer qualifies as an exempt Discretionary Transaction for purposes of Rule 16b-3.