Filing Details

Accession Number:
0001127602-14-011609
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-14 15:27:40
Reporting Period:
2014-03-12
Filing Date:
2014-03-14
Accepted Time:
2014-03-14 15:27:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433719 John Zader 803 W Michigan Street
Milwaukee WI 53233
Evp And Coo Of Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-12 882 $37.73 14,857 No 4 M Direct
Common Stock Acquisiton 2014-03-12 5,135 $41.37 19,992 No 4 M Direct
Common Stock Acquisiton 2014-03-12 4,022 $37.84 24,014 No 4 M Direct
Common Stock Acquisiton 2014-03-12 2,473 $41.71 26,487 No 4 M Direct
Common Stock Disposition 2014-03-12 476 $64.00 26,011 No 4 S Direct
Common Stock Disposition 2014-03-12 324 $64.01 25,687 No 4 S Direct
Common Stock Disposition 2014-03-12 200 $64.02 25,487 No 4 S Direct
Common Stock Disposition 2014-03-12 1,300 $64.05 24,187 No 4 S Direct
Common Stock Disposition 2014-03-12 1,100 $64.10 23,087 No 4 S Direct
Common Stock Disposition 2014-03-12 1,000 $64.10 22,087 No 4 S Direct
Common Stock Disposition 2014-03-12 100 $64.11 21,987 No 4 S Direct
Common Stock Disposition 2014-03-12 629 $64.12 21,358 No 4 S Direct
Common Stock Disposition 2014-03-12 200 $64.13 21,158 No 4 S Direct
Common Stock Disposition 2014-03-12 300 $64.15 20,858 No 4 S Direct
Common Stock Disposition 2014-03-12 400 $64.25 20,458 No 4 S Direct
Common Stock Disposition 2014-03-12 1,000 $64.30 19,458 No 4 S Direct
Common Stock Disposition 2014-03-12 400 $64.40 19,058 No 4 S Direct
Common Stock Disposition 2014-03-12 200 $64.41 18,858 No 4 S Direct
Common Stock Disposition 2014-03-12 600 $64.42 18,258 No 4 S Direct
Common Stock Disposition 2014-03-12 700 $64.50 17,558 No 4 S Direct
Common Stock Disposition 2014-03-12 2,000 $64.51 15,558 No 4 S Direct
Common Stock Disposition 2014-03-12 700 $64.55 14,858 No 4 S Direct
Common Stock Disposition 2014-03-12 583 $64.56 14,275 No 4 S Direct
Common Stock Disposition 2014-03-12 300 $64.57 13,975 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-12 882 $0.00 882 $37.73
Common Stock Stock Option (Right to Buy) Disposition 2014-03-12 5,135 $0.00 5,135 $41.37
Common Stock Stock Option (Right to Buy) Disposition 2014-03-12 4,022 $0.00 4,022 $37.84
Common Stock Stock Option (Right to Buy) Disposition 2014-03-12 2,473 $0.00 2,473 $41.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-01 2018-01-01 No 4 M Direct
0 2012-01-01 2019-01-01 No 4 M Direct
1,341 2013-01-01 2020-01-01 No 4 M Direct
2,473 2014-01-01 2021-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 178 Indirect By ESOP
Footnotes
  1. Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  2. Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
  3. Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015