Filing Details
- Accession Number:
- 0001127602-14-011609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 15:27:40
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 15:27:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1433719 | John Zader | 803 W Michigan Street Milwaukee WI 53233 | Evp And Coo Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-12 | 882 | $37.73 | 14,857 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-12 | 5,135 | $41.37 | 19,992 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-12 | 4,022 | $37.84 | 24,014 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-12 | 2,473 | $41.71 | 26,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-12 | 476 | $64.00 | 26,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 324 | $64.01 | 25,687 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 200 | $64.02 | 25,487 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 1,300 | $64.05 | 24,187 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 1,100 | $64.10 | 23,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 1,000 | $64.10 | 22,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 100 | $64.11 | 21,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 629 | $64.12 | 21,358 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 200 | $64.13 | 21,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 300 | $64.15 | 20,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 400 | $64.25 | 20,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 1,000 | $64.30 | 19,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 400 | $64.40 | 19,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 200 | $64.41 | 18,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 600 | $64.42 | 18,258 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 700 | $64.50 | 17,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 2,000 | $64.51 | 15,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 700 | $64.55 | 14,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 583 | $64.56 | 14,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 300 | $64.57 | 13,975 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-12 | 882 | $0.00 | 882 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-12 | 5,135 | $0.00 | 5,135 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-12 | 4,022 | $0.00 | 4,022 | $37.84 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-12 | 2,473 | $0.00 | 2,473 | $41.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
1,341 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
2,473 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 178 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015