Filing Details
- Accession Number:
- 0001209191-14-020595
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 15:01:11
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 15:01:11
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-13 | 250,000 | $1.16 | 2,188,893 | No | 4 | S | Indirect | By Trust A-4 - Lloyd I. Miller |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust A-4 - Lloyd I. Miller |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 156,428 | Direct | |
Common Stock | 144,985 | Indirect | By LIMFAM LLC |
Common Stock | 83,764 | Indirect | By Milfam II L.P. |
Common Stock | 13,017 | Indirect | By Trust D - Lloyd I. Miller |
Common Stock | 28,120 | Indirect | By Milgrat (Z8) |
Common Stock | 88,917 | Indirect | By Trust C - Lloyd I. Miller |
Footnotes
- The purchase price in Column 4 is a weighted average price. The prices actually paid ranged from $1.05 to $1.2701 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- No profit was realized on these transactions because each sale price in these transactions was less than each purchase price for all purchases during the previous six month period.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Seciton 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.