Filing Details

Accession Number:
0001209191-14-020595
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-14 15:01:11
Reporting Period:
2014-03-13
Filing Date:
2014-03-14
Accepted Time:
2014-03-14 15:01:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171014 Cosi Inc COSI Retail-Eating Places (5812) 061393745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 222 Lakeview Avenue
Suite 160-365
West Palm Beach FL 33401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-13 250,000 $1.16 2,188,893 No 4 S Indirect By Trust A-4 - Lloyd I. Miller
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust A-4 - Lloyd I. Miller
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 156,428 Direct
Common Stock 144,985 Indirect By LIMFAM LLC
Common Stock 83,764 Indirect By Milfam II L.P.
Common Stock 13,017 Indirect By Trust D - Lloyd I. Miller
Common Stock 28,120 Indirect By Milgrat (Z8)
Common Stock 88,917 Indirect By Trust C - Lloyd I. Miller
Footnotes
  1. The purchase price in Column 4 is a weighted average price. The prices actually paid ranged from $1.05 to $1.2701 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. No profit was realized on these transactions because each sale price in these transactions was less than each purchase price for all purchases during the previous six month period.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Seciton 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.