Filing Details
- Accession Number:
- 0001209191-14-020575
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-14 13:37:54
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-03-14
- Accepted Time:
- 2014-03-14 13:37:54
- Original Submission Date:
- 2014-02-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577003 | T Michael Hoffman | C/O Gigamon Inc. 3300 Olcott Street Santa Clara CA 95054 | Vp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-12 | 6,959 | $6.09 | 14,428 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 9,165 | $13.11 | 23,593 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 16,927 | $31.01 | 6,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 2,778 | $0.00 | 2,778 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 2,699 | $0.00 | 2,699 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 1,482 | $0.00 | 1,482 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-12 | 9,165 | $0.00 | 9,165 | $13.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,556 | 2022-04-05 | No | 4 | M | Direct | |
| 15,115 | 2022-04-05 | No | 4 | M | Direct | |
| 8,296 | 2022-04-05 | No | 4 | M | Direct | |
| 58,334 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2013.
- The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.70 to $31.3691 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All shares are represented by RSUs.
- The shares subject to the option shall vest in 36 equal monthly installments beginning on June 11, 2013.
- The shares subject to the option shall vest in 48 equal monthly installments beginning on January 1, 2013.
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