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Home > Insider Trading > Filing (0001041339-14-000006)

Filing Details

Accession Number:: 0001041339-14-000006
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2014-03-14 09:41:33
Reporting Period:: 2013-12-31

Filing Date:: 2014-03-14
Accepted Time:: 2014-03-14 09:41:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1041339	G Albert Lowenthal	188 Mamaroneck Rd Scarsdale NY 10583	Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2013-02-22	74	$18.24	12,640	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2013-05-24	72	$19.57	12,711	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2013-08-23	77	$18.35	12,788	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2013-11-27	64	$23.00	12,852	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.