Filing Details
- Accession Number:
- 0001181431-14-012768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 21:05:02
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 21:05:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1475274 | Retailmenot Inc. | SALE | Services-Advertising (7310) | 260159761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232296 | C Joseph Aragona | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No | |
1250010 | P Kenneth Deangelis | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No | |
1252914 | D John Thornton | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No | |
1278614 | A Christopher Pacitti | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No | |
1414028 | S Philip Siegel | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No | |
1414047 | Av Partners Ix Llc | 300 West 6Th Street, Suite 2300 Austin TX 78701-3902 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 1,038,291 | $0.00 | 3,960,127 | No | 4 | J | Indirect | by Austin Ventures IX, L.P. |
Series 1 Common Stock, $0.001 Par Value | Acquisiton | 2014-03-12 | 10,383 | $0.00 | 10,383 | No | 4 | J | Indirect | by AV Partners IX, L.P. |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 1,721 | $37.50 | 8,662 | No | 4 | S | Indirect | by AV Partners IX, L.P. |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 8,662 | $38.04 | 0 | No | 4 | S | Indirect | by AV Partners IX, L.P. |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 961,709 | $0.00 | 3,668,036 | No | 4 | J | Indirect | by Austin Ventures X, L.P. |
Series 1 Common Stock, $0.001 Par Value | Acquisiton | 2014-03-12 | 9,617 | $0.00 | 9,617 | No | 4 | J | Indirect | by AV Partners X, L.P. |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 1,594 | $37.50 | 8,023 | No | 4 | S | Indirect | by AV Partners X, L.P. |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 8,023 | $38.04 | 0 | No | 4 | S | Indirect | by AV Partners X, L.P. |
Series 1 Common Stock, $0.001 Par Value | Acquisiton | 2014-03-12 | 6,371 | $0.00 | 6,371 | No | 4 | J | Direct | |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 6,371 | $0.00 | 0 | No | 5 | G | Direct | |
Series 1 Common Stock, $0.001 Par Value | Acquisiton | 2014-03-12 | 4,901 | $0.00 | 4,901 | No | 4 | J | Direct | |
Series 1 Common Stock, $0.001 Par Value | Disposition | 2014-03-12 | 4,901 | $0.00 | 0 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | by Austin Ventures IX, L.P. |
No | 4 | J | Indirect | by AV Partners IX, L.P. |
No | 4 | S | Indirect | by AV Partners IX, L.P. |
No | 4 | S | Indirect | by AV Partners IX, L.P. |
No | 4 | J | Indirect | by Austin Ventures X, L.P. |
No | 4 | J | Indirect | by AV Partners X, L.P. |
No | 4 | S | Indirect | by AV Partners X, L.P. |
No | 4 | S | Indirect | by AV Partners X, L.P. |
No | 4 | J | Direct | |
No | 5 | G | Direct | |
No | 4 | J | Direct | |
No | 5 | G | Direct |
Footnotes
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures IX, L.P. ("AV IX") without consideration to its limited partners and its general partner, AV Partners IX, L.P. ("AVP IX LP") (the "AV IX Fund Distribution").
- Shares held directly by AV IX. AVP IX LP, the general partner of AV IX, and AV Partners IX, L.L.C. ("AVP IX LLC"), the general partner AVP IX LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV IX. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP IX LLC and may be deemed to share voting and dispositive power over the shares held by AV IX. Such persons and entities disclaim beneficial ownership of shares held by AV IX, except to the extent of any pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV IX Fund Distribution.
- Shares held directly by AVP IX LP. AVP IX LLC, the general partner AVP IX LP, may be deemed to have sole voting and dispositive powers over the shares held by AVP IX LP. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP IX LLC and may be deemed to share voting and dispositive power over the shares held by AVP IX LP. Such persons and entities disclaim beneficial ownership of shares held by AVP IX LP, except to the extent of any pecuniary interest therein.
- Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures X, L.P. ("AV X") without consideration to its limited partners and its general partner, AV Partners X, L.P. ("AVP X LP") (the "AV X Fund Distribution").
- Shares held directly by AV X. AVP X LP, the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner AVP X LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV X. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of shares held by AV X, except to the extent of any pecuniary interest therein.
- Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV X Fund Distribution.
- Shares held directly by AVP X LP. AVP X LLC, the general partner AVP X LP, may be deemed to have sole voting and dispositive powers over the shares held by AVP X LP. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AVP X LP. Such persons and entities disclaim beneficial ownership of shares held by AVP X LP, except to the extent of any pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $37.59, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (9) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.48, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (10) to this Form 4.
- Shares acquired by AVP IX Secondary, L.P. ("AVP IX Secondary"), a limited partner of AV IX, in connection with the AV IX Fund Distribution. Upon receipt of such shares, AVP IX Secondary, of which Mr. Aragona is a limited partner, immediately made a pro-rata in-kind distribution of such shares to its limited partners, including Mr. Aragona.
- Shares held directly by Mr. Aragona.
- Shares acquired by AVP IX Secondary, a limited partner of AV IX, in connection with the AV IX Fund Distribution. Upon receipt of such shares, AVP IX Secondary, of which Mr. DeAngelis is a limited partner, immediately made a pro-rata in-kind distribution of such shares to its limited partners, including Mr. DeAngelis.
- Shares held directly by Mr. DeAngelis.