Filing Details
- Accession Number:
- 0001441634-14-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 20:43:31
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 20:43:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2014-03-13 | 8,905 | $62.49 | 261,928 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-03-13 | 47,154 | $63.85 | 214,774 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Of the aggregate 56,059 shares sold by the Reporting Person and reported hereon, 46,649 shares were sold pursuant to an irrevocable election of the Reporting Person, dated July 9, 2013, to sell sufficient shares to cover withholding taxes due upon vesting of restricted shares units ("RSUs"), and 7,410 shares were sold pursuant to mandatory sale provisions of the relevant RSU grant to to sell sufficient shares to cover withholding taxes due upon vesting of RSUs.
- Sale executed in multiple trades at prices ranging from $62.39 to $63.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Sale executed in multiple trades at prices ranging from $63.75 to $64.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 214,774 RSUs.
Billionaire Hedge Funds
