Filing Details
- Accession Number:
- 0001209191-14-020516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 20:33:27
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 20:33:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578857 | R Steven Sommer | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-11 | 889 | $85.15 | 149,223 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-11 | 790 | $86.11 | 148,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-11 | 243 | $86.86 | 148,190 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 329,505 | Indirect | See footnote |
Footnotes
- The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.68 to $85.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.82 to $86.55, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.81 to $86.99, inclusive.
- Shares held directly by the Steven R. Sommer Trust dated January 26, 2004 for which the Reporting Person serves as trustee.
Billionaire Hedge Funds
