Filing Details
- Accession Number:
- 0001181431-14-012736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 19:44:05
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 19:44:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1384905 | Ringcentral Inc | RNG | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586646 | Praful Shah | C/O Ringcentral, Inc. 1400 Fashion Island Blvd, 7Th Floor San Mateo CA 94404 | Svp, Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-11 | 80,000 | $0.00 | 90,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-03-11 | 80,000 | $20.48 | 10,000 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2014-03-11 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-03-11 | 10,000 | $20.48 | 0 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2014-03-11 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-03-11 | 10,000 | $20.48 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-11 | 80,000 | $0.00 | 80,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-11 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-11 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
444,522 | No | 4 | C | Direct | ||
40,239 | No | 4 | C | Indirect | ||
40,239 | No | 4 | C | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The Reporting Person sold shares to the Underwriters in connection with the sale of shares of Class A Common Stock by the Reporting Person in the Issuer's public offering.
- Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer such share (subject to certain exceptions), or (ii) the death of a natural person holding such share.
- In addition, each share of Class B Common Stock outstanding will convert automatically into one share of Class A Common stock upon (i) the date specified by the holders of at least 67% of the outstanding shares of Class B Common Stock, (ii) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the seven-year anniversary of the closing date of the Issuer's initial public offering (subject to certain exceptions)