Filing Details
- Accession Number:
- 0001140361-14-012662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 18:26:07
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 18:26:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566757 | Lisa Evans | 3438 Peachtree Road Ne Suite1800 Atlanta GA 30326 | Evp And Brand Leader | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-12 | 6,000 | $26.49 | 36,423 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-12 | 6,000 | $76.71 | 30,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-12 | 3 | $0.00 | 30,420 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2014-03-12 | 6,000 | $0.00 | 6,000 | $26.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-05 | No | 4 | M | Direct |
Footnotes
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $76.69 to $76.76, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ms. Evans received no consideration for the transfer of the securities, which were given as a gift.
- These options are fully exercisable.
Billionaire Hedge Funds
