Filing Details
- Accession Number:
- 0001140361-14-012660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 18:24:56
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 18:24:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484629 | Brian Lynch | 3438 Peachtree Road Ne Suite1800 Atlanta GA 30326 | President, Carter's, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-11 | 2,800 | $34.32 | 72,829 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 2,800 | $77.16 | 70,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 6,000 | $22.19 | 76,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 6,000 | $77.16 | 70,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 8,000 | $22.79 | 78,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 8,000 | $77.16 | 70,029 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 2,000 | $14.48 | 72,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 2,000 | $77.16 | 70,029 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2014-03-11 | 2,800 | $0.00 | 2,800 | $34.32 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2014-03-11 | 6,000 | $0.00 | 6,000 | $22.19 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2014-03-11 | 8,000 | $0.00 | 8,000 | $22.79 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2014-03-11 | 2,000 | $0.00 | 2,000 | $14.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-16 | No | 4 | M | Direct | |
| 0 | 2017-02-15 | No | 4 | M | Direct | |
| 0 | 2017-12-03 | No | 4 | M | Direct | |
| 6,000 | 2018-05-08 | No | 4 | M | Direct |
Footnotes
- These options are fully exercisable.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $76.82 to $77.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
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