Filing Details
- Accession Number:
- 0001209191-14-020381
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 17:51:18
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 17:51:18
- Original Submission Date:
- 2013-12-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | Pharmaceutical Preparations (2834) | 201622502 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218981 | Iii S John Stafford | 350 N. Orleans, 2N Chicago IL 60654 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-06 | 7,260,773 | $0.00 | 7,283,631 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2013-12-06 | 275,000 | $5.50 | 7,558,631 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-12-06 | 282,572 | $0.00 | 282,572 | No | 4 | C | Indirect | By Drogheda, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct | |
| No | 4 | C | Indirect | By Drogheda, LLC |
Footnotes
- Every 3.1 shares of the Series A-1 Preferred Stock is convertible into 1 share of the Issuer's Common Stock at any time, at the holder's election, and has no expiration date.
- The shares were purchased at the Issuer's initial public offering.
- This Form 4 is being amended to correct the amount of securities beneficially owned following the reported transactions with respect to the direct and indirect holdings.
Billionaire Hedge Funds
