Filing Details
- Accession Number:
- 0000950138-14-000307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 17:20:43
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 17:20:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113809 | Build A Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306307 | Tina Klocke | C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Dr. St. Louis MO 63114 | Chief Oper. & Financial Bear | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-12 | 16,400 | $8.78 | 171,682 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-12 | 16,400 | $9.10 | 155,282 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-13 | 8,600 | $8.78 | 163,882 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-13 | 8,600 | $9.15 | 155,282 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-12 | 16,400 | $0.00 | 16,400 | $8.78 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-13 | 8,600 | $0.00 | 8,600 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,600 | 2014-03-16 | No | 4 | M | Direct | |
0 | 2014-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | Trust - Son James |
Common Stock | 100 | Indirect | Trust - Son Michael |
Common Stock | 300 | Indirect | Spouse |
Footnotes
- Shares sold as part of a cashless exercise of an employee stock option.
- The reporting price is the weighted average sale price per share for 9 transactions in which the sale prices range from $9.10 to $9.15 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 116,483 shares of common stock and 38,799 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 73,302 shares and unvested options to purchase 15,158 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
- Under the terms of the grant, the options vested automatically upon the consummation of Build-A-Bear Workship, Inc.'s public offering on October 28, 2004.