Filing Details

Accession Number:
0000950138-14-000307
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-13 17:20:43
Reporting Period:
2014-03-12
Filing Date:
2014-03-13
Accepted Time:
2014-03-13 17:20:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306307 Tina Klocke C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Dr.
St. Louis MO 63114
Chief Oper. & Financial Bear No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-12 16,400 $8.78 171,682 No 4 M Direct
Common Stock Disposition 2014-03-12 16,400 $9.10 155,282 No 4 S Direct
Common Stock Acquisiton 2014-03-13 8,600 $8.78 163,882 No 4 M Direct
Common Stock Disposition 2014-03-13 8,600 $9.15 155,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-12 16,400 $0.00 16,400 $8.78
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-13 8,600 $0.00 8,600 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,600 2014-03-16 No 4 M Direct
0 2014-03-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect Trust - Son James
Common Stock 100 Indirect Trust - Son Michael
Common Stock 300 Indirect Spouse
Footnotes
  1. Shares sold as part of a cashless exercise of an employee stock option.
  2. The reporting price is the weighted average sale price per share for 9 transactions in which the sale prices range from $9.10 to $9.15 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  3. After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 116,483 shares of common stock and 38,799 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 73,302 shares and unvested options to purchase 15,158 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
  4. Under the terms of the grant, the options vested automatically upon the consummation of Build-A-Bear Workship, Inc.'s public offering on October 28, 2004.