Filing Details
- Accession Number:
- 0001144354-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 16:55:59
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 16:55:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241677 | H Robert Niehaus | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2014-03-11 | 50,000 | $43.50 | 98,470 | No | 4 | G | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-03-11 | 50,000 | $43.50 | 60,000 | No | 4 | G | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
Common Stock, Par Value $0.001 Per Share | Disposition | 2014-03-11 | 10,000 | $43.87 | 50,000 | No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
Common Stock, Par Value $0.001 Per Share | Disposition | 2014-03-12 | 25,000 | $44.60 | 25,000 | No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
No | 4 | S | Indirect | By self as vice president of the Robert and Kate Niehaus Foundation |
Footnotes
- Mr. Niehaus is also the indirect beneficial owner of 3,000 shares held by The John Robert Niehaus 1994 Trust, 3,000 shares held by The Peter Southworth Niehaus 1994 Trust and 3,000 shares held by The Ann Southworth Niehaus 1994 Trust. The beneficiary of such trusts are Mr. Niehaus's minor child. Mr. Niehaus disclaims beneficial ownership of the shares held by such trusts, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- Mr. Niehaus disclaims beneficial ownership of the shares except and to the extent of his pecuniary interest therein.
- This price is the weighted average price of the 10,000 shares of Heartland Payment Systems, Inc.'s (the "Issuer") common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $43.60 to $44.14. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 25,000 shares of the Issuer common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $43.82 to $44.36. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.