Filing Details
- Accession Number:
- 0001140361-14-012618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 16:43:13
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 16:43:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230063 | E David Bloom | 712 5Th Avenue, 12Th Floor New York NY 10019 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-11 | 29,000 | $5.78 | 305,579 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-12 | 8,165 | $5.77 | 297,414 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,637 | Indirect | Spouse's SEP-IRA |
Footnotes
- On March 11, 2014, David E. Bloom sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.78 to $5.80.
- On March 12, 2014, David E. Bloom sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.76 to $5.79.
- 148,668 shares remain subject to vesting.
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