Filing Details
- Accession Number:
- 0001480248-14-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 16:16:30
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 16:16:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192444 | Iii L Ernest Godshalk | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2014-03-11 | 15,000 | $5.64 | 75,714 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-03-11 | 20,000 | $1.66 | 95,714 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-11 | 8,300 | $17.22 | 87,414 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-11 | 19 | $17.18 | 87,395 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-11 | 5,000 | $17.08 | 82,395 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-11 | 20,000 | $17.21 | 62,395 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-03-12 | 8,598 | $5.64 | 70,993 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-12 | 7,100 | $17.02 | 63,893 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-03-12 | 61 | $16.69 | 63,832 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (right to buy) | Disposition | 2014-03-11 | 15,000 | $0.00 | 15,000 | $5.64 |
| Common Stock, $.01 Par Value | Stock Option (right to buy) | Disposition | 2014-03-11 | 20,000 | $0.00 | 20,000 | $1.66 |
| Common Stock, $.01 Par Value | Stock Option (right to buy) | Disposition | 2014-03-11 | 8,598 | $0.00 | 8,598 | $5.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,196 | 2011-12-21 | 2017-12-21 | No | 4 | M | Direct |
| 125,840 | 2011-07-27 | 2016-07-27 | No | 4 | M | Direct |
| 13,598 | 2011-12-21 | 2017-12-21 | No | 4 | M | Direct |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporton person on December 16, 2013.
Billionaire Hedge Funds
