Filing Details
- Accession Number:
- 0001480248-14-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 16:13:38
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 16:13:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201091 | Il Ho Kim | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2014-03-11 | 25,000 | $4.81 | 138,940 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-03-11 | 9,645 | $17.25 | 129,295 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-03-11 | 14,071 | $17.28 | 115,224 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-03-11 | 14,454 | $17.26 | 100,770 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-03-11 | 18,750 | $17.24 | 82,020 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-03-12 | 3,360 | $16.66 | 78,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2014-03-11 | 25,000 | $0.00 | 25,000 | $4.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,664 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 16, 2013.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of total each month subsequent to September 2010.
Billionaire Hedge Funds
