Filing Details

Accession Number:
0001209191-14-020251
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-13 15:09:18
Reporting Period:
2014-02-18
Filing Date:
2014-03-13
Accepted Time:
2014-03-13 15:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
821026 Andersons Inc ANDE Wholesale-Farm Product Raw Materials (5150) 341562374
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411722 Sue Tamara Sparks 480 W Dussel Dr.
Maumee OH 43537
Vp,Corp.relations/Businessanal No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-18 1 $83.06 341 No 4 S Indirect Held by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,278 Direct
Performance Share Unit (2015) 971 Direct
Performance Share Unit (2015) 481 Indirect Held by Spouse
Performance Share Unit (2016) 285 Indirect Held by Spouse
Performance Share Unit (2016) 645 Direct
Performance Share Unit (2017) 780 Direct
Performance Share Unit (2017) 250 Indirect Held by spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock SOSAR $21.83 2011-03-01 2015-04-01 1,275 1,275 Direct
Common Stock SOSAR $21.83 2011-03-01 2015-04-01 578 578 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-01 1,275 1,275 Direct
2015-04-01 578 578 Indirect
Footnotes
  1. Transaction occured priot to ANDE stock split. Transaction line reflects pre-split numbers. All holdings are post-split numbers.
  2. Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
  3. Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.