Filing Details
- Accession Number:
- 0001179110-14-005137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 14:48:57
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 14:48:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083301 | Ikonics Corp | IKNX | Photographic Equipment & Supplies (3861) | 410730027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575431 | D. Kenneth Hegman | 4832 Grand Avenue Duluth MN 55807 | Vp Of Sales North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-11 | 750 | $7.39 | 750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 375 | $26.64 | 375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-03-11 | 750 | $0.00 | 750 | $7.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-29 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 375 shares of common stock of Ikonics Corporation sold by the reporting person in multiple transactions on March 11, 2014 with sale prices ranging from $26.50 to $27.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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