Filing Details
- Accession Number:
- 0001127602-14-011446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 14:40:13
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 14:40:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247952 | R Claiborne Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-03-12 | 54 | $49.51 | 10,787 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 29 | $49.51 | 10,758 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 17 | $49.74 | 10,741 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 100 | $49.80 | 10,641 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 900 | $49.84 | 9,741 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 200 | $49.59 | 9,541 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 100 | $49.60 | 9,441 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 100 | $49.77 | 9,341 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 25 | $49.73 | 9,316 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 75 | $49.73 | 9,241 | No | 4 | S | Indirect | By Trust/Daughter |
| Class A Common Stock | Disposition | 2014-03-12 | 200 | $50.06 | 9,041 | No | 4 | S | Indirect | By Trust/Daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
| No | 4 | S | Indirect | By Trust/Daughter |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,116 | Indirect | By Assoc II/Spouse |
| Class A Common Stock | 2,533 | Indirect | By Spouse/Trust |
| Class A Common Stock | 6 | Indirect | By GP |
| Class A Common Stock | 39,461 | Indirect | By Assoc II |
| Class A Common Stock | 22,385 | Indirect | By RA4 |
| Class A Common Stock | 1,975 | Indirect | By RMI (Delaware) |
| Class A Common Stock | 26,494 | Indirect | By Trust |
| Class A Common Stock | 10,141 | Indirect | By Assoc II/Son |
| Class A Common Stock | 6,848 | Indirect | By Trust (Son) |
| Class A Common Stock | 13,141 | Indirect | By Assoc II/Daughter |
| Class A Common Stock | 5,357 | Indirect | By Trust (Daughter) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 50,000 | 50,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 5,143 | 5,143 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 62,670 | 62,670 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 20,312 | 20,312 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 97,312 | 97,312 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 50,000 | 50,000 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 5,143 | 5,143 | Indirect | |
| 19 | 19 | Indirect | |
| 62,670 | 62,670 | Indirect | |
| 20,312 | 20,312 | Indirect | |
| 97,312 | 97,312 | Indirect |
Footnotes
- Held by Trust for the benefit of Reporting Person's Child. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
- Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.---------
Billionaire Hedge Funds
