Filing Details
- Accession Number:
- 0001144204-14-015403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 14:26:11
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 14:26:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1216596 | Nortek Inc | NTK | Electric Housewares & Fans (3634) | 050314991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405168 | W Kevin Donnelly | Nortek, Inc. 50 Kennedy Plaza Providence RI US 02903 | Sr Vp Gen Cnsl And Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Disposition | 2014-03-05 | 156 | $72.48 | 69,329 | No | 4 | F | Direct | |
| Common | Disposition | 2014-03-09 | 219 | $72.80 | 69,110 | No | 4 | F | Direct | |
| Common | Disposition | 2014-03-11 | 3,649 | $73.77 | 65,461 | No | 4 | F | Direct | |
| Common | Acquisiton | 2014-03-11 | 2,097 | $34.20 | 67,558 | No | 4 | A | Direct | |
| Common | Disposition | 2014-03-11 | 972 | $73.77 | 66,586 | No | 4 | S | Direct | |
| Common | Disposition | 2014-03-11 | 487 | $73.77 | 66,099 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (right to buy) | Disposition | 2014-03-11 | 2,097 | $34.20 | 2,097 | $34.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,099 | 2022-03-09 | No | 4 | D | Direct |
Footnotes
- The option grant is exercisable in three equal annual installments. One-third becomes exercisable on each anniversary of the grant date beginning on March 9, 2013.
Billionaire Hedge Funds
