Filing Details
- Accession Number:
- 0001140361-14-012528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 12:23:17
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 12:23:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412109 | Simplicity Bancorp Inc. | SMPL | Savings Institution, Federally Chartered (6035) | 261500698 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271269 | L James Breeden | 1359 N. Grand Avenue Covina CA 91724 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-11 | 320 | $10.84 | 21,308 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-11 | 320 | $17.50 | 20,988 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2014-03-11 | 320 | $0.00 | 320 | $10.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,055 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,357 | Indirect | By Spouse |
Common Stock | 539 | Indirect | By Spouse's IRA |
Common Stock | 11,150 | Indirect | By IRA |
Footnotes
- Includes shares of restricted stock which vest 100% on March 27, 2014.
- Stock Options are fully vested.