Filing Details
- Accession Number:
- 0001062993-14-001287
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 10:42:42
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 10:42:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1360565 | Where Food Comes From Inc. | WFCF | Services-Prepackaged Software (7372) | 431802805 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602392 | Pete Lapaseotes | 221 N. Wilcox St. Suite A Castle Rock CO 80104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-07-17 | 250,000 | $0.20 | 575,710 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-09-04 | 10,000 | $0.18 | 585,710 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-16 | 175,972 | $1.22 | 761,682 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (Right to buy) | Disposition | 2013-09-04 | 10,000 | $0.18 | 10,000 | $0.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2008-09-04 | 2013-09-04 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (Right to buy) | $0.18 | 2008-09-04 | 2013-09-04 | 10,000 | 10,000 | Direct |
| Common Stock | Stock option (Right to buy) | $0.24 | 2012-04-01 | 2021-04-01 | 10,000 | 20,000 | Direct |
| Common Stock | Stock option (Right to buy) | $1.15 | 2013-09-18 | 2022-09-18 | 5,000 | 25,000 | Direct |
| Common Stock | Stock option (Right to buy) | $1.23 | 2014-09-09 | 2023-09-09 | 5,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-09-04 | 10,000 | 10,000 | Direct |
| 2021-04-01 | 10,000 | 20,000 | Direct |
| 2022-09-18 | 5,000 | 25,000 | Direct |
| 2023-09-09 | 5,000 | 20,000 | Direct |
Footnotes
- Shares issued in settlement of debt outstanding
- Options vest in three annual installments beginning one year after the date of grant.
Billionaire Hedge Funds
