Filing Details
- Accession Number:
- 0001209191-14-020121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 09:25:14
- Reporting Period:
- 2014-02-24
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 09:25:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371781 | World Energy Solutions Inc. | XWES | Services-Business Services, Nec (7389) | 043474959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1460536 | Richard Domaleski | 100 Front Street Worcester MA 01608 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-24 | 3,625 | $4.26 | 9,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-27 | 475,000 | $0.00 | 0 | No | 4 | J | Indirect | By the Roman Holdings Trust |
Common Stock | Acquisiton | 2014-02-27 | 475,000 | $0.00 | 484,000 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-03-11 | 25,000 | $4.63 | 459,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 25,000 | $4.75 | 434,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Indirect | By the Roman Holdings Trust |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- As of the date of this transaction, Mr. Domaleski also beneficially owns (i) indirectly 475,000 shares through Roman Holdings Trust of which Mr. Domaleski is the principal beneficiary and of which the trustees dicslaim beneficial ownership, and (ii) directly 950,000 shares held by RD Holdings, LLC, of which Mr. Domaleski is the sole owner.
- On February 27, 2014, the shares were transferred by the Roman Holdings Trust, of which Mr. Domaleski was the principal beneficiary, to Mr. Domaleski.
- Mr. Domaleski also beneficially owns directly 950,000 shares held by RD Holdings, LLC, of which Mr. Domaleski is the sole owner.