Filing Details

Accession Number:
0001280263-14-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-12 20:31:48
Reporting Period:
2014-03-11
Filing Date:
2014-03-12
Accepted Time:
2014-03-12 20:31:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 980459628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558646 George Laplante 3101 Jay Street
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2014-03-11 49,360 $8.82 108,337 No 4 M Direct
Ordinary Shares Disposition 2014-03-11 58,500 $30.84 49,837 No 4 S Direct
Ordinary Shares Disposition 2014-03-11 1,500 $31.47 48,337 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Incentive Stock Option (right to buy) Disposition 2014-03-11 945 $0.00 945 $8.82
Ordinary Shares Non-Qualified Stock Option (right to buy) Disposition 2014-03-11 42,675 $0.00 42,675 $8.82
Ordinary Shares Non-Qualified Stock Option (right to buy) Disposition 2014-03-11 5,740 $0.00 5,740 $8.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,835 2021-03-07 No 4 M Direct
72,077 2021-03-07 No 4 M Direct
3,148 2021-08-29 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 19, 2013.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $30.40 to $31.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $31.45 to $31.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. 25% of the Shares subject to the option vest on March 7, 2012 and 1/48 of the shares vest monthly thereafter.
  5. Shares subject to the option vest monthly over four years beginning on August 1, 2011.