Filing Details
- Accession Number:
- 0001127602-14-011389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-12 19:41:32
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-12
- Accepted Time:
- 2014-03-12 19:41:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464423 | Pennymac Mortgage Investment Trust | PMT | Real Estate Investment Trusts (6798) | 270186273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571945 | Richard Steven Bailey | C/O Pennymac 6101 Condor Drive Moorpark CA 93021 | Chief Mortgage Ops Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2014-03-10 | 5,000 | $23.73 | 29,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 5,000 restricted share units on March 8, 2014.
- The price reported is the weighted average price of multiple transactions at prices ranging from $23.60 to $23.84. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
- The reported amount consists of 29,250 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. On March 8, 2014, 5,000 restricted share units vested and were settled in common shares of beneficial interest, all of which were sold as described in the preceding footnote.