Filing Details
- Accession Number:
- 0001209191-14-020023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-12 19:20:11
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-12
- Accepted Time:
- 2014-03-12 19:20:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184894 | Vince Schiavo | C/O Guidance Software, Inc. 1055 Colorado Blvd. Pasadena CA 91106 | S.v.p., Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-10 | 19,189 | $10.90 | 107,323 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Pursuant to a Section 10b5-1 Plan established December 6, 2013 by Mr. Schiavo, on March 10, 2014, vested employee stock options representing a total of 19,189 shares of Common Stock were exercised and sold in multiple transactions at prices ranging from $10.809 to $11.10 per share, inclusive, with a weighted average price of $10.903 per share as reported in Column 4.
- The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges indicated in the footnotes to this Form 4.