Filing Details
- Accession Number:
- 0001179110-14-005080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-12 16:12:14
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-12
- Accepted Time:
- 2014-03-12 16:12:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 103145 | Veeco Instruments Inc | VECO | Special Industry Machinery, Nec (3559) | 112989601 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053572 | R John Peeler | Veeco Instruments Inc. Terminal Drive Plainview NY 11803 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-10 | 23,296 | $20.74 | 195,605 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-10 | 8,582 | $17.48 | 204,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-10 | 23,296 | $42.20 | 180,891 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 8,582 | $44.35 | 172,309 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to purchase) | Disposition | 2014-03-10 | 23,296 | $0.00 | 23,296 | $20.74 |
| Common Stock | Stock Option (right to purchase) | Disposition | 2014-03-10 | 8,582 | $0.00 | 8,582 | $17.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-30 | No | 4 | M | Direct | |
| 49,752 | 2015-06-11 | No | 4 | M | Direct |
Footnotes
- Represents securities sold pursuant to a 10b5-1 plan adopted by the reporting person.
- The option was granted on July 1, 2007 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
- The option was granted on June 12, 2008 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
Billionaire Hedge Funds
