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Home > Insider Trading > Filing (0001127602-14-011274)

Filing Details

Accession Number:: 0001127602-14-011274
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-12 15:37:30
Reporting Period:: 2014-03-11

Filing Date:: 2014-03-12
Accepted Time:: 2014-03-12 15:37:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101382	Umb Financial Corp	UMBF	National Commercial Banks (6021)	430903811

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392243	J Andrew Iseman	1010 Grand Blvd Kansas City MO 64106	Ceo Of Subsidiary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-11	3,372	$41.71	26,480	No	4	M	Direct
Common Stock	Disposition	2014-03-11	1,838	$63.75	24,642	No	4	S	Direct
Common Stock	Disposition	2014-03-11	1,000	$63.80	23,642	No	4	S	Direct
Common Stock	Disposition	2014-03-11	658	$63.83	22,984	No	4	S	Direct
Common Stock	Disposition	2014-03-11	342	$63.85	22,642	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-03-11	3,372	$0.00	3,372	$41.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,372	2014-01-01	2021-01-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	37	Direct

Footnotes

Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015