Home > Insider Trading > Filing (0001137411-14-000061)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137411	Rockwell Collins Inc	COL	Aircraft Parts & Auxiliary Equipment, Nec (3728)	522314475

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1462265	A Robert Sturgell	1300 Wilson Blvd. Suite 200 Arlington VA 22209	Sr. Vp, Washington Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-03-10	2,400	$55.01	6,831	No	4	M	Direct
Common Stock	Acquisiton	2014-03-10	2,700	$54.37	9,531	No	4	M	Direct
Common Stock	Disposition	2014-03-10	5,000	$81.40	4,531	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-03-10	2,400	$0.00	2,400	$55.01
Common Stock	Stock Option (Right to Buy)	Disposition	2014-03-10	2,700	$0.00	2,700	$54.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,400		2021-11-14	No	4	M	Direct
5,400		2022-11-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,943	Indirect	By Savings Plan

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 5, 2014.
The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $81.27 to $81.50, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full details regarding the number of shares sold at each separate price.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2014.
Employee stock options granted pursuant to the Company's Long-Term Incentive Plans.
The options vest in three substantially equal annual installments beginning 11/14/2012.
The options vest in three substantially equal annual installments beginning 11/12/2013.