Filing Details
- Accession Number:
- 0001140361-14-012275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 20:28:06
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 20:28:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383965 | R Charles Holland | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 20,189 | $0.78 | 26,189 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 20,189 | $36.21 | 6,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-10 | 15,000 | $0.78 | 21,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-10 | 5,500 | $35.82 | 15,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 9,500 | $36.19 | 6,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-07 | 20,189 | $0.00 | 20,189 | $0.78 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-10 | 15,000 | $0.00 | 15,000 | $0.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2014-06-29 | No | 4 | M | Direct | |
| 0 | 2014-06-29 | No | 4 | M | Direct |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $35.95 - $36.81. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $35.02 - $35.98. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.05 - $36.50. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vest in five equal annual installments beginning one year from June 29, 2004.
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