Filing Details
- Accession Number:
- 0001179110-14-005054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 21:17:31
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 20:17:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069157 | East West Bancorp Inc | EWBC | State Commercial Banks (6022) | 954703316 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235498 | S Julia Gouw | East West Bank 135 N. Los Robles Ave. 7Th Floor Pasadena CA 91101 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 3,246 | $0.00 | 255,302 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 1,127 | $36.85 | 254,175 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-07 | 11,900 | $0.00 | 266,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 4,204 | $36.85 | 261,871 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-07 | 20,000 | $36.84 | 241,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Ratable-Vesting Restricted Stock Units | Disposition | 2014-03-07 | 3,246 | $0.00 | 3,246 | $0.00 |
| Common Stock | Cliff-Vesting Restricted Stock Units | Disposition | 2014-03-07 | 11,900 | $0.00 | 11,900 | $0.00 |
| Common Stock | Performance-Based Restricted Stock Units | Acquisiton | 2014-03-07 | 27,137 | $0.00 | 27,137 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 55,172 | No | 4 | A | Direct |
Footnotes
- A total of 20,000 shares were sold at a weighted average price of $36.8376
- Restricted Stock Units vest in three annual installments beginning March 7, 2012. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock. Vesting was also subject to meeting pre-established earning goals.
- Performance Based Restricted Stock Units vest in 3 years. Number of vested units was based on meeting performance criteria. 11,900 units were for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock.
- Performance Based Restricted Stock Units vest in 3 years. Number of units that will vest depends on meeting performance criteria. 27,137 units are for the performance maximum if pre-established performance goals are met. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock.
Billionaire Hedge Funds
