Filing Details

Accession Number:
0001144204-14-014936
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 18:46:08
Reporting Period:
2014-03-07
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 18:46:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006655 Evolution Petroleum Corp EPM Crude Petroleum & Natural Gas (1311) 411781991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271502 John Lovoi 10,000 Memorial Drive
Suite 500
Houston TX 77024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-07 1,700 $13.21 1,367,810 No 4 S Indirect See footnote 5
Common Stock Disposition 2014-03-10 30,400 $13.00 1,337,410 No 4 S Indirect See footnote 5
Common Stock Disposition 2014-03-11 7,517 $13.00 1,360,293 No 4 S Indirect See footnote 5
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 5
No 4 S Indirect See footnote 5
No 4 S Indirect See footnote 5
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 279,860 Indirect See footnotes 5 and 7
Common Stock 975,041 Indirect See footnotes 5 and 8
Common Stock 1,294,859 Indirect See footnotes 5 and 9
Common Stock 199,700 Indirect See footnotes 5 and 10
Common Stock 175,000 Indirect See footnotes 5 and 11
Common Stock 700,972 Indirect See footnotes 5 and 12
Common Stock 40,000 Indirect See footnotes 5 and 13
Common Stock 12,153 Indirect See footnotes 5 and 14
Footnotes
  1. Represents the sale of shares of common stock by Belridge Energy Advisors, LP.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.90 to $12.91. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $13.02. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
  4. Represents shares of common stock held by Belridge Energy Advisors, LP.
  5. The reporting person is the managing member of JVL Advisors, LLC, which is the ultimate controlling entity of each of Navitas Fund LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja LP, TJS Energy Fund, LP, and PanakeiaEnergy Fund LP. The reporting person is a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, and is a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP.
  6. Because of the reporting person's control of Belridge Energy Advisors, LP, Luxiver, LP, Navitas Fund LP, JVL Partners, LP, Asklepios Energy Fund, LP, Hephaestus Energy Fund, LP, Urja LP, TJS Energy Fund, LP, and PanakeiaEnergy Fund LP the reporting person may be deemed to share the power to vote and the sole power to dispose of the shares of common stock held by those entities, thus he may also be deemed to be the beneficial owner of these shares of common stock. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
  7. Represents shares of common stock held by JVL Partners, LP.
  8. Represents shares of common stock held by Navitas Fund, LP.
  9. Represents shares of common stock held by Navitas Fund, LP.
  10. Represents shares of common stock held by Asklepios Energy Fund, LP.
  11. Represents shares of common stock held by Panakeia Energy Fund, LP.
  12. Represents shares of common stock held by Hephaestus Energy Fund, LP.
  13. Represents shares of common stock held by TJS Energy Fund, LP.
  14. Represents shares of common stock held by Urja, LP.