Home > Insider Trading > Filing (0001181431-14-012206)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880631	Wisdomtree Investments Inc.	WETF	Security Brokers, Dealers & Flotation Companies (6211)	133487784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
934992	L Jonathan Steinberg	C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-10	187,500	$0.03	5,412,806	No	4	M	Direct
Common Stock	Disposition	2014-03-10	37,500	$15.37	5,375,306	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-03-10	187,500	$0.00	0	$0.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-03-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	798	Indirect	Owned by Spouse

Footnotes

Exercisable as to 300,000 shares on each of March 17, 2005, 2006, 2007, 2008, 2009 and as to 1,500,000 additional shares at such time as the issuer has achieved at least $1.00 in net income in two consequtive fiscal quarters.
The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.51, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.