Filing Details
- Accession Number:
- 0001181431-14-012204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 18:41:30
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 18:41:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531235 | Maureen Duffy | 1025 Laurel Oak Road Voorhees NJ 08043 | Vp,Corp.comm.&External Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-10 | 2,880 | $21.50 | 7,080 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-10 | 41 | $21.50 | 7,121 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-10 | 2,880 | $44.35 | 4,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-10 | 41 | $44.35 | 4,200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-10 | 2,880 | $0.00 | 2,880 | $21.50 |
Common Stock | Employee Stock Option (right to buy | Disposition | 2014-03-10 | 41 | $0.00 | 41 | $21.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41 | 2014-12-31 | No | 4 | M | Direct | |
0 | 2014-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on April 22, 2008, representing a right to purchase 2,921 shares, vested on January 1, 2011.