Filing Details

Accession Number:
0001225208-14-008077
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 18:21:18
Reporting Period:
2014-03-10
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 17:21:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
810509 Navidea Biopharmaceuticals Inc. NAVB In Vitro & In Vivo Diagnostic Substances (2835) 311080091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195766 L Brent Larson 5600 Blazer Parkway
Suite 200
Dublin OH 43017
Evp, Cfo, Treas & Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-10 50,000 $0.49 372,996 No 4 M Direct
Common Stock Disposition 2014-03-10 12,312 $1.99 360,684 No 4 F Direct
Common Stock Disposition 2014-03-10 41,500 $1.96 319,184 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-10 50,000 $0.00 50,000 $0.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 93,217 Indirect By 401(k)
Footnotes
  1. Sales were effected to generate funds required to cover tax obligations arising from expiring options or the vesting of shares of restricted stock. The transaction is matchable under Section 16(b) of the Securities Exchange Act with Mr. Larson's purchase of 5,000 shares of common stock at $1.39 per share on November 8, 2013. As a result, Mr. Larson will pay the company $2,850, representing the full amount of the profit realized in connection with the short-swing transaction.
  2. Option vests 1/3 of the underlying shares annually beginning on the first anniversary of the date of grant.