Filing Details
- Accession Number:
- 0001225208-14-008077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 18:21:18
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 17:21:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810509 | Navidea Biopharmaceuticals Inc. | NAVB | In Vitro & In Vivo Diagnostic Substances (2835) | 311080091 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195766 | L Brent Larson | 5600 Blazer Parkway Suite 200 Dublin OH 43017 | Evp, Cfo, Treas & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-10 | 50,000 | $0.49 | 372,996 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-10 | 12,312 | $1.99 | 360,684 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-03-10 | 41,500 | $1.96 | 319,184 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-10 | 50,000 | $0.00 | 50,000 | $0.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 93,217 | Indirect | By 401(k) |
Footnotes
- Sales were effected to generate funds required to cover tax obligations arising from expiring options or the vesting of shares of restricted stock. The transaction is matchable under Section 16(b) of the Securities Exchange Act with Mr. Larson's purchase of 5,000 shares of common stock at $1.39 per share on November 8, 2013. As a result, Mr. Larson will pay the company $2,850, representing the full amount of the profit realized in connection with the short-swing transaction.
- Option vests 1/3 of the underlying shares annually beginning on the first anniversary of the date of grant.