Filing Details

Accession Number:
0001225208-14-008076
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 18:21:16
Reporting Period:
2014-03-10
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 17:21:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
810509 Navidea Biopharmaceuticals Inc. NAVB In Vitro & In Vivo Diagnostic Substances (2835) 311080091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456549 O Frederick Cope 5600 Blazer Parkway
Suite 200
Dublin OH 43017
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-10 15,000 $1.96 75,814 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,637 Indirect By 401(k)
Footnotes
  1. Sales were effected to generate funds required to cover tax obligations arising from expiring options or the vesting of shares of restricted stock. The transaction is matchable under Section 16(b) of the Securities Exchange Act with Dr. Cope's purchase of 3,500 shares of common stock at $1.43 per share on November 8, 2013. As a result, Dr. Cope will pay the company $1,855 representing the full amount of the profit realized in connection with the short-swing transaction.