Filing Details
- Accession Number:
- 0001079973-14-000171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 17:04:48
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 17:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316644 | Aerogrow International Inc. | AERO.PK | Retail-Building Materials, Hardware, Garden Supply (5200) | 460510685 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942453 | Jeffrey E Peierls | 73 South Holman Way Golden CO 80401 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-07 | 20,000 | $9.55 | 67,653 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 3,500 | $10.25 | 8,564 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2014-03-10 | 14,000 | $10.25 | 40,673 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Footnotes
- The share amounts give effect to a 1-for-1000 stock split effective October 17, 2012.
- Mr. Peierls is trustee of the UD E.S. Peierls for E.F. Peierls et al and may be deemed to indirectly own the securities owned by the Trust.
- Mr. Peierls is co-trustee of the UD Ethel F. Peierls Charitable Lead Trust and may be deemed to indirectly own the securities owned by the Trust.
Billionaire Hedge Funds
