Filing Details
- Accession Number:
- 0001209191-14-019329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 16:59:28
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 16:59:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247555 | D Jeffrey Buchanan | 2100 Roosevelt Avenue Springfield MA 01104 | Exec. Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-10 | 25,000 | $1.48 | 119,384 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-10 | 25,000 | $13.90 | 94,384 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-03-10 | 25,000 | $0.00 | 25,000 | $1.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-02 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013.
- 1/12 of the total number of options granted vested and became exercisable each month following the November 2, 2004 date of grant.