Filing Details
- Accession Number:
- 0001209191-14-019305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 16:31:04
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 16:31:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226952 | J Michael Kowalsky | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 3,000 | $9.22 | 38,753 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-10 | 981 | $14.38 | 37,772 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 1,400 | $14.32 | 36,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 2,600 | $14.40 | 33,772 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | Disposition | 2014-03-07 | 3,000 | $0.00 | 3,000 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,000 | 2008-04-03 | 2018-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,670 | Indirect | See Footnote |
Footnotes
- These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
- One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.
Billionaire Hedge Funds
