Filing Details
- Accession Number:
- 0001127602-14-011091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 16:22:23
- Reporting Period:
- 2014-03-10
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 16:22:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-03-10 | 100 | $102.61 | 2,683 | No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Disposition | 2014-03-10 | 100 | $102.65 | 2,583 | No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Disposition | 2014-03-10 | 200 | $102.68 | 2,383 | No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Disposition | 2014-03-10 | 100 | $102.73 | 2,283 | No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Disposition | 2014-03-10 | 199 | $100.84 | 6,520 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 14 | $101.15 | 6,506 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 100 | $101.29 | 6,406 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 1 | $101.60 | 6,405 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 100 | $101.97 | 6,305 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 300 | $101.99 | 6,005 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 200 | $101.99 | 5,805 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 29 | $102.37 | 5,776 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 70 | $103.02 | 5,706 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Class A Common Stock | Disposition | 2014-03-10 | 28 | $103.07 | 5,678 | No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | S | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
No | 4 | S | Indirect | Trustee of trust for the benefit of Reporting Person's child |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 35,857 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 2,116 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | 3,688 | Indirect | Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers |
Class A Common Stock | 25 | Indirect | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner |
Class A Common Stock | 0 | Direct | |
Class A Common Stock | 10,141 | Indirect | Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee |
Class A Common Stock | 14,567 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 39,461 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 85,055 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 125,302 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Class A Common Stock | 13,141 | Indirect | Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee |
Class A Common Stock | 5,442 | Indirect | Co-Trustee for the benefit of Reporting Person's child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 64,143 | 64,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,116 | 2,116 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,783 | 2,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 10,141 | 10,141 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 10,027 | 10,027 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 26,057 | 26,057 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 39,461 | 39,461 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 85,055 | 85,055 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,760 | 123,760 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 13,141 | 13,141 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,272 | 5,272 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
64,143 | 64,143 | Indirect | |
2,116 | 2,116 | Indirect | |
2,783 | 2,783 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
25 | 25 | Indirect | |
10,141 | 10,141 | Indirect | |
10,027 | 10,027 | Indirect | |
26,057 | 26,057 | Indirect | |
39,461 | 39,461 | Indirect | |
85,055 | 85,055 | Indirect | |
1,975 | 1,975 | Indirect | |
123,760 | 123,760 | Indirect | |
13,141 | 13,141 | Indirect | |
5,272 | 5,272 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
- N/A
- proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.