Filing Details
- Accession Number:
- 0000350894-14-000017
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 15:26:18
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 15:26:18
- Original Submission Date:
- 2014-03-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187548 | Jeffrey N Klauder | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | Acquisiton | 2014-03-04 | 27,900 | $15.01 | 70,864 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-04 | 19,500 | $34.03 | 51,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-03-04 | 27,900 | $15.01 | 27,900 | $15.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 102,100 | 2006-12-31 | 2014-12-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
